Why we are giving you this notice

Under Australian Privacy Principle 5 of the Privacy Act 1988 (Cth), we must notify you of certain matters when we collect your personal information. This notice applies whenever you provide information to us, including through our website, onboarding forms, or client portal.

What we collect and why

We collect identity, contact, financial, and account information to provide our investment governance and portfolio management services, meet our obligations as an authorised representative under the Corporations Act 2001, verify your identity under the Anti-Money Laundering and Counter-Terrorism Financing Act 2006 (Cth), and communicate with you about your account.

If you don't provide it

If you do not provide the information we request, we may be unable to open your account, verify your identity, or provide our services to you.

Who we disclose it to

We may disclose your information to our licensee, platform and custody providers, superannuation trustees, regulators such as ASIC and AUSTRAC, and, where legally required, law enforcement. Some service providers may be located overseas — see our Privacy Policy for further detail.

Access and complaints

You can request access to or correction of your information, and lodge a privacy complaint, using the details in our Privacy Policy. Unresolved complaints may be referred to the OAIC or, for financial services complaints, the Australian Financial Complaints Authority (AFCA).